Robert K. Maloney

Senior VP and CFO
<html xmlns="http://www.w3.org/1999/xhtml"> <head></head> <body> <p class="p1">As chief financial officer, Mr. Maloney is responsible for accounting, tax and financial reporting to investors.&#160; Mr. Maloney also directs the cash management/treasury function, investment forecasting and tax planning for Equus and its investment portfolio.&#160; Since joining the Firm as controller of a wholly owned subsidiary, Mr. Maloney has overseen the growth in the finance department from a staff of three to its current level of 13 and a financial reporting system that relied primarily on third-party consultants without standardized reporting systems to the current integrated financial reporting, tax preparation and forecasting system that substantially eliminated the need for third parties.&#160; Prior to joining Equus, Mr. Maloney was a financial analyst and internal auditor for three years at Berwind Corporation.&#160; Mr. Maloney holds a B.S. in accounting from St. Joseph’s University.</p> </body> </html>